1. We understand that we work for you as a personal and confidential financial advisor.
2. We listen carefully to your needs and goals so that we can provide you with the best service possible.
3. We place your interests first and foremost.
4. We explain complex information in plain language so that you feel comfortable with our guidance.
5. We encourage your involvement and feedback throughout the entire client relationship.
6. We design investment plans that take tax issues, costs, and expected rates of return into consideration.
7. We maintain a high level of personal contact and service.
8. We periodically review with you and refine your investment plans so that we can respond to changes in your situation when necessary.
9. We hope that you will reward our professionalism and attention to detail by referring your friends and family to us.

Stifel does not provide legal or tax advice. You should consult with your legal and tax advisors regarding your particular situation.